MOODY'S ANALYTICS UK LIMITED

Moody's Sanctions360

Moody’s Analytics Sanctions360 solution helps companies uncover sanctions related risk in their customers, counterparties, and supply chain more efficiently and effectively. It enables companies to conduct deeper investigative research as part of their enhanced due diligence.

Features

• Sanctions, PEPs, adverse media linked to companies and their owners
• Data on directors, board members, staff, and owners
• Desktop, API and bulk data feeds for over 500m entities
• Control networks analysis tools with rich graphing interface

Benefits

• Instantly discover any hidden sanction risk
• Uncover control networks of sanctioned risk
• Export information into Excel or PDF
• Bulk or batch data transfers via S3, SFTP or API
• API Access for custom development
• Visualisation tools making it simple to understand data and risks

£45,000 to £650,000 an instance

• Free trial available

Service documents

• Pricing document

  PDF

• Service definition document

  PDF

• Terms and conditions

  PDF

Request an accessible format

If you use assistive technology (such as a screen reader) and need versions of these documents in a more accessible format, email the supplier at clientservices@moodys.com. Tell them what format you need. It will help if you say what assistive technology you use.

Framework

G-Cloud 14

Service ID

935424485447296

Contact

UK Marketing Team
02077725454
clientservices@moodys.com

Service scope

• Software add-on or extension: Yes, but can also be used as a standalone service
• What software services is the service an extension to: This can be extended to Moody's Orbis solution or Moody's GRID solution.
• Cloud deployment model: Private cloud
• Service constraints: None
• System requirements:
  • Internet connection
  • Computer with compatible web browser

User support

• Email or online ticketing support: Email or online ticketing
• Support response times: Clients may contact our Help Desk via email. Emails are acknowledged within 24 hours and resolution times will depend on the complexity of the question.
• User can manage status and priority of support tickets: No
• Phone support: No
• Web chat support: No
• Onsite support: Yes, at extra cost
• Support levels: All clients are assigned a dedicated Relationship Manager, and will be given direct contact details for them. Product training is included (both onsite and remote) as part of all our subscriptions. Helpdesk support is provided to all customers without additional cost. Our helpdesk team is available by phone and email to help with any questions relating to data, software tools and integration. Moody's team is highly regarded, and has been the recipient of customer service awards presented at the International Information Industry Awards.
• Support available to third parties: Yes

Onboarding and offboarding

• Getting started: Online training & user documentation are available upon request.
• Service documentation: Yes
• Documentation formats:
  • HTML
  • PDF
• End-of-contract data extraction: Access to the service is switched off at the end of contract. Users can export content in line with the contract up until this point.
• End-of-contract process: Access to the product is terminated.

Using the service

• Web browser interface: Yes
• Supported browsers:
  • Internet Explorer 11
  • Microsoft Edge
  • Firefox
  • Chrome
  • Safari
  • Opera
• Application to install: No
• Designed for use on mobile devices: No
• Service interface: No
• User support accessibility: WCAG 2.1 AAA
• API: Yes
• What users can and can't do using the API: User's can request sanction risk information on entities through the API. Each user will have their own API key which is available in the web application.
• API documentation: Yes
• API documentation formats:
  • Open API (also known as Swagger)
  • HTML
• API sandbox or test environment: No
• Customisation available: Yes
• Description of customisation: User's can choose which sanctions lists they subscribe to, and what their thresholds are for ownership with sanction risk. We will show risk down to 0.1%, and users can adjust their own risk tolerances accordingly.

Scaling

• Independence of resources: Client services are logically separated. Pre-emptive monitoring of services ensure spikes in usage between clients do not impact the service as a whole.

Analytics

• Service usage metrics: Yes
• Metrics types: User interface lookups for individual entity pages
• Reporting types: Reports on request

Resellers

• Supplier type: Not a reseller

Staff security

• Staff security clearance: Other security clearance
• Government security clearance: Up to Security Clearance (SC)

Asset protection

• Knowledge of data storage and processing locations: Yes
• Data storage and processing locations:
  • United Kingdom
  • European Economic Area (EEA)
  • Other locations
• User control over data storage and processing locations: Yes
• Datacentre security standards: Supplier-defined controls
• Penetration testing frequency: At least once a year
• Penetration testing approach: Another external penetration testing organisation
• Protecting data at rest: Encryption of all physical media
• Data sanitisation process: No
• Equipment disposal approach: A third-party destruction service

Data importing and exporting

• Data export approach: User's can export their portfolio of entities found in the system upon request.
• Data export formats:
  • CSV
  • Other
• Other data export formats:
  • PDF
  • Excel
• Data import formats: CSV

Data-in-transit protection

• Data protection between buyer and supplier networks: TLS (version 1.2 or above)
• Data protection within supplier network: Other
• Other protection within supplier network: Data within corporate network is not encrypted however compensating controls are in pace.

Availability and resilience

• Guaranteed availability: The Services will be operational and fully functional in all material respects (i.e. capable of displaying information and conducting transactions as contemplated in the ordinary course of business) 99% of the time during any 30 day period. The parties shall mutually agree upon a regularly scheduled maintenance downtime period, which shall not exceed two hours in length per day and shall occur during “off-peak hours”. Any breach of service will be refunded with an extended time on the agreed subscription based on a 10x factor of downtime.
• Approach to resilience: Available upon request.
• Outage reporting: Email alerts or directly from your relationship manager.

Identity and authentication

• User authentication needed: Yes
• User authentication:
  • 2-factor authentication
  • Identity federation with existing provider (for example Google Apps)
  • Username or password
• Access restrictions in management interfaces and support channels: User's are limited to their own individual accounts, and will have access to customer support via the web interface.
• Access restriction testing frequency: At least once a year
• Management access authentication:
  • 2-factor authentication
  • Public key authentication (including by TLS client certificate)
  • Identity federation with existing provider (for example Google Apps)
  • Dedicated link (for example VPN)
  • Username or password

Audit information for users

• Access to user activity audit information: Users have access to real-time audit information
• How long user audit data is stored for: At least 12 months
• Access to supplier activity audit information: No audit information available
• How long system logs are stored for: At least 12 months

Standards and certifications

• ISO/IEC 27001 certification: No
• ISO 28000:2007 certification: No
• CSA STAR certification: No
• PCI certification: No
• Cyber essentials: No
• Cyber essentials plus: No
• Other security certifications: Yes
• Any other security certifications: SOC2

Security governance

• Named board-level person responsible for service security: Yes
• Security governance certified: Yes
• Security governance standards: Other
• Other security governance standards: SOC2
• Information security policies and processes: We have established comprehensive information security policies, standards, procedures, and guidelines that address physical, technical, and administrative requirements to protect customer business data. We review these documents, update them annually, and share them with applicable parties, including employees and third parties required to comply with these policies. The list of key information security policies, standards, procedures, and guidelines include: » IT (Acceptable) Use Policy » Physical Security Policy » Network Security Standard » User Access and Management Standards » Patch Management Standard » IT Asset Management Standard » System Hardening Standard » Vulnerability Assessment Standard » Log Management Standard » Information Security Incident Response Plan

Operational security

• Configuration and change management standard: Conforms to a recognised standard, for example CSA CCM v3.0 or SSAE-16 / ISAE 3402
• Configuration and change management approach: We follow defined IT change management and software development processes to ensure that changes to the IT systems are appropriately managed and controlled. This includes guidance for testing, validating, and documenting changes through a formal approval and verification process before implementing changes
• Vulnerability management type: Conforms to a recognised standard, for example CSA CCM v3.0 or SSAE-16 / ISAE 3402
• Vulnerability management approach: We define and maintain standards for vulnerability and patch management, designed to ensure that software on any of our assets is regularly updated to mitigate security gaps, including addressing the following: » Periodic vulnerability scans use vulnerability assessment tools on all Moody’s Analytics systems that host, access, or otherwise process business data » Identification of software that will be updated, including all software components (that is, client, server and database) where appropriate » Identification of authorized sources for the software updates » Maintaining a process for authorizing and tracking software patching exceptions
• Protective monitoring type: Conforms to a recognised standard, for example CSA CCM v3.0 or SSAE-16 / ISAE 3402
• Protective monitoring approach: Continual monitoring of infrastructure. Trying to look for holes in security concepts is carried out on a daily basis. This is completed on both production environment and local Moody's networks.
• Incident management type: Conforms to a recognised standard, for example, CSA CCM v3.0 or ISO/IEC 27035:2011 or SSAE-16 / ISAE 3402
• Incident management approach: Moody’s maintains an Incident Response Plan to ensure that potential incidents and breaches are monitored, logged, investigated, and remediated, and that roles and responsibilities throughout the incident management process are clearly defined

Secure development

• Approach to secure software development best practice: Supplier-defined process

Public sector networks

• Connection to public sector networks: No

Social Value

• Social Value:

  Social Value

  Wellbeing

  Wellbeing

  Sanctions are restrictions placed on entities, individuals, or companies, that do not allow these individuals to participate in the global economy, in an effort to make the world a better place to live for all. Sanctioned entities will hide their ownership or control of a company, and Sanctions360 provides a tool to limit their ability to hide their sanction status.

Pricing

• Price: £45,000 to £650,000 an instance
• Discount for educational organisations: No
• Free trial available: Yes
• Description of free trial: Limited time period trial available upon request on a case by case basis.

Service documents

• Pricing document

  PDF

• Service definition document

  PDF

• Terms and conditions

  PDF

Request an accessible format

If you use assistive technology (such as a screen reader) and need versions of these documents in a more accessible format, email the supplier at clientservices@moodys.com. Tell them what format you need. It will help if you say what assistive technology you use.